Every financial services provider (FSP) must comply with the provisions of FAIS as stipulated by the Financial Services Board(FSB). National Compliance assists Financial Services Providers in keeping FAIS compliance, not as a once off but rather on an ongoing basis.

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FAIS - FAIS Compliance

Posted May 27th, 2009 by Webmaster

and the risk of FAIS noncompliance…

Here is a recent article from Fin24.com:

Gerry Anderson, deputy registrar for financial services providers at the FSB, said at least 90% of the more than 1 000 financial services providers who were sent letters a month ago had not supplied the information required by the FSB in terms of their licensing conditions.

Don’t risk your business with FAIS noncompliance, we will show you how to comply, train key individuals about the FAIS compliance procedures and keep you up to date with the latest legislation, procedures and required documentation.

Not registered with the FSB? National Compliance will assist you with the FSP application process. Find out more from our experienced & qualified staff.

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