Every financial services provider (FSP) must comply with the provisions of FAIS as stipulated by the Financial Services Board(FSB). National Compliance assists Financial Services Providers in keeping FAIS compliance, not as a once off but rather on an ongoing basis.

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2009 Annual FSB FAIS Compliance Report

Posted June 3rd, 2009 by miranda

Just a quick reminder that the 2009 Annual Compliance Report is now due for submission!

The reporting period is as follows:

1st June 2008 - 31st May 2009

The submission date is no later than the 15th August 2009.

It is imperative that you make time available to allow our compliance officers to complete this important report with you in a timely manner.  Our office will be calling to schedule an appointment with the key individual(s) shortly.

If you have any questions please contact the office on 032 946 2921.

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