Every financial services provider (FSP) must comply with the provisions of FAIS as stipulated by the Financial Services Board(FSB). National Compliance assists Financial Services Providers in keeping FAIS compliance, not as a once off but rather on an ongoing basis.

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KI Study Material

Posted July 30th, 2010 by Webmaster

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KI Study Material

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Investment Advisors FIC letter

Posted July 30th, 2010 by Webmaster

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Investment Advisors FIC letter

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Disaster Recovery Plan

Posted July 30th, 2010 by Webmaster

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Disaster Recovery Plan

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FAIS FSP FSB … what does it all mean?

Posted June 16th, 2009 by Webmaster

This Act pertains to services rendered in certain financial advisory and intermediary services to clients. In effect defining roles, responsibilities and requirements needed to operate in the financial services sector.

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Filed under:Education