Short-Term Ombudsman
Posted June 25th, 2010 by WebmasterFAIS Circular5 Cat B1 & B2
OSTI Handbook Update
OSTI-News PPR
Policy Holder Protection Rules
Filed under:News
FAIS FSP FSB … what does it all mean?
Posted June 16th, 2009 by WebmasterThis Act pertains to services rendered in certain financial advisory and intermediary services to clients. In effect defining roles, responsibilities and requirements needed to operate in the financial services sector.
Filed under:Education
FAIS - FAIS Compliance
Posted May 27th, 2009 by Webmasterand the risk of FAIS noncompliance…
Here is a recent article from Fin24.com:
Gerry Anderson, deputy registrar for financial services providers at the FSB, said at least 90% of the more than 1 000 financial services providers who were sent letters a month ago had not supplied the information required by the FSB in terms of their [...]
Filed under:News
Fit and Proper Requirements
Posted March 25th, 2009 by WebmasterThe Determination of Fit and Proper Requirements for Financial Services Providers form an integral part of the FAIS Act and also the basis upon which a person can become licensed or act as a key individual or representative.
In order to become licensed or authorized as a key individual or registered as a representative and to [...]
Tags: FAIS, Fit and Proper Requirements, FSP
Filed under:News
New website is launched!
Posted September 22nd, 2008 by WebmasterNational Compliance has recently launched their new website with added features and benefits for compliance service clients.
New Benefits:
Regular Newsletters and the latest industry information
Easy to use website
Updated and revised forms
New features:
Updated look and feel
Online Chat service
List of Contacts
Online application for services
National Compliance is focus on providing on-going compliance services and assist key individuals in financial [...]
Tags: FAIS
Filed under:News
